Regulatory Compliance Workshop: The Risk Based Approach for Cambios & Microcredit Financial Institutions
WORKSHOP OBJECTIVE
The objective of this workshop is to strengthen participants’ understanding of regulatory compliance responsibilities and to support cambios in maintaining effective internal controls and governance arrangements consistent with BOJ supervisory standards and international AML/CFT best practices, including the recommendations of the Financial Action Task Force (FATF).
WHAT PARTICIPANTS WILL GAIN
Participants will develop practical competencies required to support an effective compliance culture and regulatory compliance framework, including:
- Understanding the application of the Risk-Based Approach within cambio operations.
- Recognizing vulnerabilities associated with foreign exchange transactions.
- Applying regulatory expectations to daily operational activities.
- Supporting institutional readiness for BOJ inspections and supervisory reviews.
Enhancing awareness of escalation, reporting, and record-keeping obligations.
Date: Saturday, March 28, 2026
Time: 9:00 a.m. – 12:30 p.m.
COST : $18,000 + GCT
Instructor
